by wittenberglaw | Nov 19, 2013 | Cases and News
Below is a reprint from a speech given by Craig M. Lewis of the Securities and Exchange Commission (SEC) regarding accounting fraud. I have added the bold emphasis in the reprint below to emphasize certain concepts. In sum, the SEC hopes to root out fraud by...
by wittenberglaw | Nov 15, 2013 | Cases and News, News & Notes, Recent Cases & News_cat, w-law-blog
The article below is from the Chicago Tribune, Nov. 14, 2013. Yet another reason to keep a close eye on those you trust to invest your money. Wittenberg Law was built to protect people from all walks of life against financial fraud. Call us if you want peace of mind...
by wittenberglaw | Dec 17, 2012 | Cases and News
The Securities and Exchange Commission (SEC) announced today that it settled claims against one of the largest and most successful registered investment advisors in the world. The SEC claimed that, in late 2006, Aladdin Capital Management LLC (“Aladdin Management”)...
by wittenberglaw | Aug 9, 2012 | Cases and News, Recent Cases & News_cat, Uncategorized, w-law-blog
On August 3, 2012, United States District Judge Marcia D. Cooke was courageous enough to sanction Greenberg Traurig and its client TD Bank, N.A. for what she called a “pattern of discovery abuses.” A review of Judge Cooke’s opinion illustrates a case...
by wittenberglaw | Jun 20, 2012 | Cases and News, press-release, Recent Cases & News_cat
Wittenberg Law is pleased to announce that Super Lawyers has selected Jeffrey Wittenberg as a 2012 Rising Star. According to Super Lawyers, no more than 2.5 percent of the lawyers in California are named to the list. Lawyers are asked to nominate the best attorneys...
by wittenberglaw | May 12, 2012 | Cases and News, Uncategorized
Bloomberg reported today that the Securities and Exchange Commission (SEC) Inspector General H. David Kotz was accused by another SEC employee of misconduct during investigations of fraud by the SEC. According to Bloomberg, Chairman Mary Schapiro and Commissioner...
