Articles

Did JP Turner Sell You Non-Traditional ETFs?

If JP Turner sold you a non-traditional ETF, Wittenberg Law may be able to help you recover losses.  Call Jeffrey Wittenberg at (310) 295-2010 FINRA recently announced a disciplinary proceeding that underscores its continuing concerns about unsuitable retail sales of...

SEC Trumpets Its Blackbox Accounting Fraud Tool

Below is a reprint from a speech given by Craig M. Lewis of the Securities and Exchange Commission (SEC) regarding accounting fraud.  I have added the bold emphasis in the reprint below to emphasize certain concepts.  In sum, the SEC hopes to root out fraud by...

Elder Financial Fraud Is on the Rise

According to the FBI's latest Financial Crimes Report to the Public, investigations of securities and commodities fraud, also known as investment fraud, have increased by 52 percent since 2008. Additionally, investment fraud is largely underreported, and perpetrators...