by wittenberglaw | Mar 2, 2010 | w-law-blog
On March 2, the Securities and Exchange Commission (“SEC”) files a case against a former registered investment adviser, Envision Direct L.L.C. (“Envision”), and its owner Gary R. Headding (“Headding,” and together with Envision,...
by wittenberglaw | Feb 17, 2010 | w-law-blog
Earlier this year, the Federal Home Loan Bank of Seattle filed lawsuits against 11 global financial institutions that sold it almost $4 billion in mortgage-backed securities during the height of the housing market bubble, saying those institutions made false or...
by wittenberglaw | Feb 11, 2010 | w-law-blog
On December 30, 2009, the SEC adopted amendments to the custody and recordkeeping rules under the Investment Advisers Act of 1940 and related forms. Below is a brief summary of these amendments. You may locate and review the entire SEC release concerning these...
by wittenberglaw | Feb 11, 2010 | w-law-blog
This is the first post by Wittenberg Law designed to track recent efforts by the U.S. Securities and Exchange Commission (SEC) to enhance investor confidence in the securities industry. Below is the SEC’s press release regarding its formation of an investment...
by wittenberglaw | Dec 16, 2009 | w-law-blog
We welcome referrals from lawyers who may lack the time, expertise, or capital to invest in a potential case, or would benefit from assistance in the areas of law that we are proficient: Business Entity Formation Commercial/Business Litigation Contracts For The...
by wittenberglaw | Nov 16, 2009 | w-law-blog
Wittenberg Law was founded on the belief that every person is entitled to receive sophisticated, trusted and reliable legal representation. Whether you are seeking legal counsel for the first time or as a routine operational practice, we realize that the legal...
