by wittenberglaw | Jul 8, 2011 | Uncategorized
Always remember that you, and only you, can protect your investments from misconduct by others. Wittenberg Law promotes and provides independent, conflict-free investment analysis so you do not have to do guesswork on your own. Wittenberg Law also advises that you...
by wittenberglaw | Jun 3, 2011 | Uncategorized
On June 2, 2011, the U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) jointly issued an investor alert called “Structured Notes with Principal Protection: Note the Terms of Your Investment” to educate...
by wittenberglaw | Jun 1, 2011 | Uncategorized
Last month, the Securities and Exchange Commission proposed adjusting the financial thresholds used to define a “qualified client” for purposes of the performance compensation rules under the U.S. Investment Advisers Act of 1940, generally raising the so-called net...
by wittenberglaw | Nov 29, 2010 | Uncategorized
Once again, as described below, innocent investors have been scammed out of their life savings by an unscrupulous investment promoter. This did not have to happen. If these folks would have simply known about the Investment Scam Prevention Program it is likely that...
by wittenberglaw | Sep 14, 2010 | Uncategorized
The Los Angeles Times printed an article today explaining that a veteran of the Los Angeles Police Department (LAPD) is being investigated for selling fraudulent real estate investments to her colleagues (other LAPD cops and detectives). This story contains all of the...
by wittenberglaw | Sep 9, 2010 | Uncategorized
On September 7, 2010, the Securities and Exchange Commission (SEC) charged Neal R. Greenberg, a Boulder, Colorado based investment adviser, with fraud and breach of fiduciary duty in the marketing and recommendation of his firm’s hedge funds to investors,...
