by wittenberglaw | Mar 28, 2013 | News & Notes
Below is a reprinted article from FIRNA concerning a slick broker’s misconduct in connection with millions of dollars entrusted to him by various NFL players. If only these NFL players had known about Smart Street Investors and had contacted Jeffrey Wittenberg...
by wittenberglaw | Dec 19, 2012 | News & Notes
According to a Securities and Exchange Commission (SEC) release, the SEC found that a fund advisor attempted two strategies to enhance returns — writing out-of-the money put options and shorting variance swaps. This exposed the investors to additional undisclosed...
